Compliance and AI Podcast Por Thomas Fox arte de portada

Compliance and AI

Compliance and AI

De: Thomas Fox
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 What is the role of Artificial Intelligence in compliance? What about Machine Learning? ChatGPT? These questions are but three of the many questions we will explore in this exciting new podcast series, Compliance and AI. Hosted by Tom Fox, the award-winning Voice of Compliance, this podcast will look at how AI will impact compliance programs into the next decade and beyond. If you want to find out why the future is now, join Tom Fox on this journey to the frontiers of compliance. Ciencia Economía Gestión y Liderazgo Liderazgo
Episodios
  • Revolutionizing Risk Management with John Byrne

    Revolutionizing Risk Management with John Byrne
    May 23 2025
    What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are but three of the many questions we will explore in this cutting edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom welcomes back John Byrne of Corelytics to discuss the company’s groundbreaking ISO 42001 certification and its significance for RegTech. They delve into the evolving role of compliance, emphasizing the transition from reactive to proactive problem-solving. John highlights the shift towards AI-centric operations at Core Lytics, aiming for enhanced accuracy, consistency, and traceability in compliance processes. The conversation explores the benefits and risks of AI, including data poisoning and the practical differences between large and small language models. They also touch upon the integration of compliance into core business operations, aiming for better client outcomes and speeding up processes like account opening. John envisions RegTech becoming widely accessible, benefiting even the smallest regulated players by enabling proactive business solutions and reducing bottlenecks. Key Highlights · ISO 42001 Certification and Its Importance · AI in Compliance and Security · AI as an Everyday Tool in Banking · Large Language Models vs. Small Language Models · Data Poisoning and Its Risks · Dynamic Traceability and Policy Lifecycle · Compliance as a Strategic Risk Management Tool Resources John Byrne on Linkedin Corelytics Tom Fox Instagram Facebook YouTube Twitter LinkedIn Check out my latest book Upping Your Game-How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com.
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    32 m
  • Navigating Regulatory Challenges in 2025 with Allison Lagosh

    Navigating Regulatory Challenges in 2025 with Allison Lagosh
    May 9 2025
    What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are but three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom is joined by Allison Lagosh, Head of Compliance at Saifr.ai, to discuss the current and future landscape of regulatory compliance. Lagosh discusses key regulatory focus areas for 2025, including AI and its intersection with compliance, the expansion of AML rules to investment advisors, and the importance of accurate AI representation. She also touches on the challenges of an ever-changing regulatory environment, providing strategies for future-proofing compliance programs and managing uncertainty. Lagosh offers practical advice for compliance officers, emphasizing continuous education, reliance on sound vendor management, and integrating AI governance within firms. Key highlights: What are the key regulatory focus areas for 2025, particularly from the SEC and FINRA? How are firms adjusting their compliance strategies to align with these expectations? What are the new AML rules for investment advisors? How are compliance functions currently leveraging AI technologies? What are the practical challenges and benefits of integrating AI into a firm’s compliance infrastructure? What can compliance officers do now to future-proof their programs for upcoming regulatory changes? Resources: Allison Lagosh on Linkedin Saifr.ai Tom Fox Instagram Facebook YouTube Twitter LinkedIn Check out my latest book, Upping Your Game-How Compliance and Risk Management Move to 2030 and Beyond, available from Amazon.com.
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    24 m
  • Transforming Compliance Through AI with Marcelo Erthal

    Transforming Compliance Through AI with Marcelo Erthal
    Apr 25 2025
    What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are but three of the many questions we will explore in this cutting edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom is joined Marcelo Erthal, CEO of Click Compliance, to discuss the transformative role of AI in driving compliance. Marcelo shares his professional background in computer science and the journey that led to the founding of Click Compliance. He highlights the unique challenges faced by the compliance industry in Brazil and how AI can be leveraged to address these issues effectively. Marcelo delves into the innovative applications of AI by Click Compliance, including their AI-powered whistleblower channel, and emphasizes the importance of integrating technology with human decision-making to enhance ethical practices and compliance culture within organizations. Tune in to gain insights into the future of compliance and how AI is shaping the industry. Key Highlights · AI's Impact on Compliance in Brazil · The AI-Powered Whistleblower Channel · The Future of AI in Compliance · User Experience and Ethical Considerations Resources Marcelo Erthal on Linkedin ClickCompliance Email Marcelo-marcelo@clickcompliance.com Tom Fox Instagram Facebook YouTube Twitter LinkedIn Check out my latest book Upping Your Game-How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com.
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    31 m
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