Inside the Latest CAT and CAIS Reporting Issues
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Inside the Latest CAT and CAIS Reporting Issues
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Join Oyster experts as they provide real-world insight into the shifting CAT and CAIS landscape, including:
- The current regulatory focus on removing PII information from CAIS reporting
- Implementation uncertainty - where FINRA guidance falls short
- Member firms grappling with the scope of PII removal at account and customer levels
- Blue sheets and CAIS - redundant reporting and integration challenges
- CAT reporting's critical role in market surveillance during volatile trading periods
- How the multi-year phased implementation approach provides a potential model for future regulations
Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter.
Does your firm need help now? Contact us today!
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